Technology resilience is defined as the ability of an IT system to continue to operate under adverse conditions or stress and recover to an effective operational state in a time frame consistent with business needs.
Cutover, a Collaborative Automation platform, helps financial service entities ensure regulatory compliance for technology resilience procedures with dynamic, automated runbooks, reporting, and auditing capabilities. With this in mind, we’ve compiled a summary of key regulations impacting technology resilience procedures.
Key Learnings
This e-guide summarizes the following the nine financial services regulations:
- DORA - Digital Operational Resilience Act
- Policy Statement 21/3 - FCA PS21/3 Financial Conduct Authority
- Monetary Authority of Singapore MAS BCM & MAS TRM
- PCI DSS - Payment Card Industry Data Security Standard
- NFA Compliance Rule 2-38 - National Futures Association
- GLBA - Gramm-Leach-Bliley Act
- Commodity Futures Trading Commission (CFTC) Derivatives Clearing Organizations 17 CFR Part 39
- GDPR - General Data Protection Regulation
- Sarbanes-Oxley Act (SOX) of 2002